News & Blog

What Now for Brokerage Accounts in 401(k)s?

Now that the Department of Labor has released their fiduciary regulations, everyone across the 401(k) landscape is working to digest the impact. The new rules are being phased in beginning in April of 2017 with full compliance required by January 1, 2018.  At that point, anyone providing retirement investment advice to 401(k) plans or IRAs has to abide by a fiduciary standard.

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